-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I18IaL7yMdTunfOH2k5YP7qPSKxI1bMONWPB8jEWiNBruWGGZBvOLEPlaJQIZuZl ZFj29HN25BlsUp+4x4N79w== 0000950005-99-000643.txt : 19990726 0000950005-99-000643.hdr.sgml : 19990726 ACCESSION NUMBER: 0000950005-99-000643 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990723 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMX CORP CENTRAL INDEX KEY: 0000944248 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 751815822 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46481 FILM NUMBER: 99668992 BUSINESS ADDRESS: STREET 1: 11995 FORESTGATE DR CITY: DALLAS STATE: TX ZIP: 75243 BUSINESS PHONE: 2146443048 MAIL ADDRESS: STREET 1: 11995 FORESTGATE DR CITY: DALLAS STATE: TX ZIP: 75243 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERWEST PARTNERS V LP CENTRAL INDEX KEY: 0000908156 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 3 STREET 2: SUITE 255 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13D/A 1 SC 13D/A --------------------------------- OMB APPROVAL --------------------------------- OMB number: 3235-0145 Expires: August 31, 1999 Estimated average burden Hours per response 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment no. 1) Panja, Inc. (Formerly AMX Corporation) ----------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------- (Title of Class of Securities) 001801 10 9 ----------------------------------------------------------- (CUSIP Number) W. Stephen Holmes 3000 Sand Hill Rd., Building 3 Suite 255 Menlo Park, CA 94025 (650) 854-8585 ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 19, 1999 ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 15 pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 2 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). InterWest Partners V, LP / 94-3178959 - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization California - --------- ------------------------------------------------------------------------------------------------------------- 7 Sole Voting Power Number of 0 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 0 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 0 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - --------- -------------------------------------------------------------------------------------------------------------
Page 2 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 3 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). InterWest Management Partners V, LP / 94-3178958 - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization California - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 0 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 0 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 0 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - --------- -------------------------------------------------------------------------------------------------------------
Page 3 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 4 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alan W. Crites - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 21,434 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 21,434 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 21,434 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 4 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 5 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Philip T. Gianos - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 25,368 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 25,368 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 25,368 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 5 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 6 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Wallace R. Hawley - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 19,381 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 19,381 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 19,381 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 6 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 7 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). W. Scott Hedrick - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 33,652 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 33,652 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - ----------------------------- -------- -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 33,652 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 7 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 8 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). W. Stephen Holmes - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 4,111 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 4,111 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 4,111 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.05% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 8 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 9 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Robert R. Momsen - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 33,356 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 33,356 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 33,356 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 9 of 15 Pages
- --------------------------------------------- ------------------------------------ 13D CUSIP No. 001801 10 9 Page 10 of 15 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Arnold L. Oronsky - --------- ------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [x] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------- ------------------------------------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) WC - --------- ------------------------------------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - --------- ------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ----------------------------- -------- -------------------------------------------------------------------------------- 7 Sole Voting Power Number of 21,141 Shares -------- -------------------------------------------------------------------------------- Beneficially Owned by 8 Shared Voting Power Each Reporting Person With 0 -------- -------------------------------------------------------------------------------- 9 Sole Dispositive Power 21,141 -------- -------------------------------------------------------------------------------- 10 Shared Dispositive Power 0 - --------- ------------------------------------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 21,141 - --------- ------------------------------------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - --------- ------------------------------------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2% - --------- ------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - --------- -------------------------------------------------------------------------------------------------------------
Page 10 of 15 Pages Item 1. Security and Issuer (a) Title of class of equity securities: Common Stock (the "Shares") (b) Name of Issuer, and Address of Issuer's Principal Executive Offices: Panja, Inc. ("Issuer") (Formerly AMX Corporation) 11995 Forestgate Drive Dallas, TX 75243 Item 2. Identity and Background (a) Name of Person(s) Filing: InterWest Partners V, L.P. ("IWP V") InterWest Management Partners V, L.P. ("IMP V") Alan W. Crites ("Crites") Philip T. Gianos ("Gianos") Wallace R. Hawley ("Hawley") W. Scott Hedrick ("Hedrick") W. Stephen Holmes ("Holmes") Robert R. Momsen ("Momsen") Arnold L. Oronsky ("Oronsky") (b) Address of Principal Business Office or, if none, Residence: 3000 Sand Hill Road Building 3, Suite 255 Menlo Park, CA 94025 (c) Present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted: IWP V: Venture Capital Fund IMP V: General Partner of IWP V Crites: General Partner of IMP V Gianos: General Partner of IMP V Hawley: General Partner of IMP V Hedrick: General Partner of IMP V Holmes: General Partner of IMP V Momsen: General Partner of IMP V Oronsky: General Partner of IMP V (d) Convictions in criminal proceedings (excluding traffic violations or similar misdemeanors) in the last five years: None. (e) Judgements for violations of Securities Laws in the last five years: None. Page 11 of 15 Pages (f) Citizenship or Place of Organization: IWP V: California IMP V: California Crites: United States Gianos: United States Hawley: United States Hedrick: United States Holmes: United States Momsen: United States Oronsky: United States Item 3. Source and Amount of Funds or Other Consideration On March 31, 1995, IW V acquired 505,277 shares of Issuer's Common Stock for $46,784.91 using investment capital, 39,014 shares of Issuer's Series A Redeemable Preferred Stock for $3,901,400.00 using investment capital, and a Subordinated Note of the Issuer bearing interest at 12.8% (the IW V Note") for $993,750.00 using investment capital. On June 9, 1995, IW V received a principal payment on the IW V Note in the amount of $496,875.00. On each of June 30, 1995, October 5, 1995, and November 22, 1995, IW V received interest payments that total $53,530.33. On September 12, 1995, IW V's Common Stock became subject to a 2:1 stock split. Immediately after such stock split, IW V held 1,010,554 shares of Issuer's Common Stock. On November 15, 1995, in connection with the initial public offering of Issuer's Common Stock (the "IPO"), IW V purchased 49,688 shares of Issuer's Common Stock for $415,888.56 using investment capital. On November 21, 1995, IW V received dividends on its shares of Series A Redeemable Preferred Stock in the amount of $203,740.00. On November 22, 1995, in conjunction with the IPO, the remaining principal balance of $496,875.00 on the IW V Note was paid in full by the Issuer. Also on November 22, 1995, the Issuer redeemed 39,014 shares of Redeemable Preferred Stock from IW V for $3,901,400.00. On May 14, 1998, IW V sold 4,969 shares of Issuer's Common Stock for $43,390.32. On February 16, 1999, IW V sold 14,907 shares of Issuer's Common Stock for $149,114.17. On February 24, 1999, IW V sold 9,938 shares of Issuer's Common Stock for $93,612.80. On July 19, 1999, IW V distributed pro rata and without additional consideration, 1,030,428 shares of Issuer's Common Stock to its limited and general partners pursuant to the terms of the InterWest Partners V, LP Partnership Agreement. Item 4. Purpose of Transaction Reporting Persons acquired the securities of Issuer for purposes of investment. Reporting Persons currently have no plans or proposals with respect to Issuer. Page 12 of 15 Pages Item 5. Interest in Securities of the Issuer
- ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ IWP V IMP V Crites Gianos Hawley Hedrick Holmes Momsen Oronsky - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ (a) Beneficial Ownership 0 21,434 25,368 19,381 33,652 4,111 33,356 21,141 - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ Percentage of Class 0.0% 0.3% 0.3% 0.2% 0.4% 0.05% 0.4% 0.2% - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ (b) Sole Voting Power 0 21,434 25,368 19,381 33,652 4,111 33,356 21,141 - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ Shared Voting Power 0 0 0 0 0 0 0 0 - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ Sole Dispositive Power 0 21,434 25,368 19,381 33,652 4,111 33,356 21,141 - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------ Shared Dispositive Power 0 0 0 0 0 0 0 0 - ------ ------------- ---------- ---------- ------------- ------------ ------------ ------------ ------------ ------------
(c) Transactions in the class of securities reported on that were effected during the past sixty days or since the most recent filing of Schedule 13D (s.240.13d-191), whichever is less, by the persons named in response to paragraph (a): See Item 3 above. (d) Ownership of More than Five Percent on Behalf of Another Person: Under certain circumstances set forth in the partnership agreement of IMP V, the general partners and/or limited partners of such partnership have the right to receive dividends from, or the proceeds from the sale of, the Common Stock of Issuer beneficially owned by such Partnership. (e) Ownership of Five Percent or Less of a Class: This statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Not applicable. Item 7. Material to Be Filed as Exhibits Exhibit A: Joint Filing Statement Page 13 of 15 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 23, 1999 INTERWEST PARTNERS V, L.P. By: InterWest Management Partners V, L.P. _______________________________ Alan W. Crites By: ___________________________________ General Partner _______________________________ Philip T. Gianos INTERWEST MANAGEMENT PARTNERS V, L.P. _______________________________ By: _______________________________________ Wallace R. Hawley General Partner _______________________________ W. Scott Hedrick _______________________________ W. Stephen Holmes _______________________________ Robert R. Momsen _______________________________ Arnold L. Oronsky Page 14 of 15 Pages EXHIBIT A Joint Filing Statement We, the undersigned, hereby express our agreement that the attached Schedule 13D is filed on behalf of each of us. Date: July 23, 1999 INTERWEST PARTNERS V, L.P. By: InterWest Management Partners V, L.P. _______________________________ Alan W. Crites By: ___________________________________ General Partner _______________________________ Philip T. Gianos INTERWEST MANAGEMENT PARTNERS V, L.P. _______________________________ By: _______________________________________ Wallace R. Hawley General Partner _______________________________ W. Scott Hedrick _______________________________ W. Stephen Holmes _______________________________ Robert R. Momsen _______________________________ Arnold L. Oronsky Page 15 of 15 Pages -----END PRIVACY-ENHANCED MESSAGE-----